Brian Keith Anderson

• Hosted “Into the Close” and 4+ live market sessions daily for three years (10,000+ monthly viewers).
• Designed stocks and options curriculum at WealthRock and produced 105+ original presentations in under one year.
• Director, Investment Education Product Development at The Royal Network — created and launched a fully compliant stocks and options curriculum.
• Delivered brand-specific financial education for five entities (Option Monster Education, Zacks Investment Education, ProTrader Institute, InvestedIQ, Interactive Trader) at Nudge.

Curriculum design and development (ADDIE); needs assessment; learning-platform deployment.

• At Fidelity: identified suspicious account activity and assisted USA PATRIOT Act / AML compliance; verified suitability of financial instruments against client risk profiles, flagging transactions inconsistent with a client’s stated profile.
• At Investools: reviewed new products for multi-regulatory compliance as a direct report to the Chief Compliance Officer.
• At Trade Algo: advised on SEC and regulatory compliance for AI financial products, including AI-directed funds and derivatives alert products; coached the firm’s largest Reg. D investors one on one, verifying identity, suitability, and commitment compliance.

• As Analyst & Auditor for the Standing Chapter 13 Trustee (Salt Lake City): analyzed Proofs of Claim, examining securitization contracts and UCC-1 filings to determine lenders’ perfected security interest, and exposed defective or unsupported claims.
• Prepared the Trustee’s Report of Claims (TROC) and initiated objections to statements and schedules.
• Researched fair market value of collateralized assets and calculated adequate protection, creating a “better-of” formula.
• Filed electronic fiduciary reports with the court and communicated with attorneys statewide.
• Resolved compliance issues touching ADA, HR, FINRA, IRS, Title 11, and state exemption legislation.

• Managed a 20-member professional team across phone, chat, and email at Investools; planned, launched, and modified the client-facing phone, email, chat, and knowledge-base systems.
• Co-created the Coaching Revenue Program and Manual — revenue increased 13.8% (2006).
• Invented early-warning reports (keyword queries) that prevented client escalations.
• At Trade Algo, advised the AI-directed private funds team from inception through launch across five fund types.
• At WealthRock, found and deployed a new media-delivery platform achieving 40% higher usability, migrated the assets, and trained the staff.
• Has run his own operation, Jade Bronco, since May 2016.

• Trained and coached AI investment products through prompts and direct feedback to LLM, prompt, and coding engineers; improved signal accuracy 90%, leading to viable product launch.
• Trained the AI derivatives alerts team across equities and ETF single-leg and multi-leg options strategies.